Explain the main purposes of trading in a margin account Differentiate between the Regulation T requirement and the maintenance requirement in a margin account Understand the role of SMA in margin trading Calculate margin excess and margin calls, as well as buying
Define the players in the life of a trade, including broker/dealers, clearing corporations, and depositories. Describe how trades are executed in the marketplace. Understand how key areas in broker/dealer operations, including order management, trade processing,...
Highlight the main differences between a domestic trade and an international trade. Define the players in the life of an international trade, including brokers, custodians, and agents. Describe the primary purpose and related systems of each step in the life of an
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