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Financial Advisory

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Anti-Money Laundering: Securities Broker/Dealers

Recognize the extent of your money laundering responsibilities Describe how money is laundered Explain the requirements of a Customer Identification Program (CIP) Explain how customer accounts are monitored for unusual activity Summarize the reporting...
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$159

USD

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1.70 hours
Start Date: Open enrollment

Investing in Hedge Funds

Explain what hedge funds are and how they make money Explain how to assess risk and return for hedge funds Identify the different types of hedge funds
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$159

USD

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1.20 hours
Start Date: Open enrollment

Asset Allocation

Understand the concept of efficiency in asset allocation and how it relates to your client's portfolio Describe the steps in the optimization recipe Understand the necessity of the investment professional to the asset allocation process Understand your responsibili
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$159

USD

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1.40 hours
Start Date: Open enrollment

Introduction to Performance Measurement

Review the basic principles of performance measurement Describe three performance measurement techniques Apply performance measurement to typical case scenarios
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$159

USD

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2 hours
Start Date: Open enrollment

Investing in Bonds

Understand fixed income basics: types, reading quotes and reasons for choosing bonds Be familiar with how and why bond prices change Acquire tools for discussing fixed income investments with a client
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$159

USD

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1.50 hours
Start Date: Open enrollment

The Human Side of Investing

Understand how human behavior influences decision making. Use tools to moderate dangerous tendencies in your clients, your colleagues, and yourself.
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$159

USD

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1.50 hours
Start Date: Open enrollment

Credit Analysis for High Net Worth Individuals

Understand the credit analysis process and loan structures Identify loan legitimate loan purposes from the point of view of the client, the bank, and regulators Build and analyze projected financial statements for primary and secondary sources of repayment
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$159

USD

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3 hours
Start Date: Open enrollment

Investing in Money Market Instruments

Be familiar with the types of money market instruments Acquire tools for discussing money market instruments with a client
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$159

USD

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0.70 hours
Start Date: Open enrollment

Alternative Investments

This course is an introduction to alternative investments. You will learn about the various types of alternative investments including: real assets, venture capital, derivatives, exchange funds and hedge funds. Upon completion of the course, you will have tools
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$159

USD

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1.10 hours
Start Date: Open enrollment

Investing in Equity

Understand equities basics: types, reading stock quotes and reasons for choosing equity Be familiar with different approaches to selecting securities Acquire tools for discussing equity investments with a client
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$159

USD

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1.70 hours
Start Date: Open enrollment
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