Securities Industry Essentials (SIE) Exam Prep
The securities industry, encompassing investment banking, trading, and asset management, continues demonstrating strong growth. According to the U.S. Bureau of Labor Statistics, employment in securities, commodities, and financial services is projected to grow around 7% by 2033, fueled by increasing complexity in financial products, technological advancement, and demand for personalized wealth management services. With 41,000 jobs projected annually, now is a great time to enter this career...
Securities Industry Essentials (SIE) Exam Prep
Details + Objectives
Course code: GES2169
What you will learn
- Gain knowledge of capital markets
- Understand products and their risks
- Review trading, customer accounts, and prohibited activities
- Acquire an overview of regulatory framework
How you will benefit
- Stand out and distinguish yourself from your peers who are also seeking internships or jobs
- Apply your new knowledge and skills towards jumpstarting your career goals
- Get immediate notice of your pass/fail status from the practice final exams—with performance feedback if you fail
- Possess increased marketability in the financial services industry
- Prepare for the Securities Industry Essentials (SIE) Exam
How the course is taught
- Self-paced, online course
- 3 Months to complete
- Open enrollment, begin anytime
- 60 course hours
Instructors & Support
This is not an instructor-facilitated course. However, support will be provided through email, online forms, and phone calls.
Requirements
Prerequisites:
There are no prerequisites to complete this course.
Certification Requirements:
The SIE certification exam is open to anyone aged 18 or older, including students and prospective candidates interested in demonstrating basic industry knowledge to prospective employers. Association with a firm is not required to take the SIE, and results are valid for four years.
Requirements:
Hardware Requirements:
- This course can be taken on either a PC, Mac, or Chromebook.
Software Requirements:
- PC: Windows 10 or later.
- Mac: macOS 10.6 or later.
- Browser: The latest version of Google Chrome or Mozilla Firefox is preferred. Microsoft Edge and Safari are also compatible.
- Microsoft Word Online
- Adobe Acrobat Reader
- Software must be installed and fully operational before the course begins.
Other:
- Email capabilities and access to a personal email account.
Instructional Material Requirements:
The instructional materials required for this course are included in enrollment and will be available online.